Source: [Qingdao Xinwang] Xinwang November 16th News On November 15th, the Qingdao Securities Regulatory Bureau issued the "Decision on Issuing a Warning Letter to Sun Congcheng". The announcement showed that as the supervisor of Qingdao Rural Commercial Bank Co., Ltd. (hereinaft

2025/08/1421:30:35 hotcomm 1384

Source: [Qingdao News Network]

News Network November 16 On November 15, the Qingdao Securities Regulatory Bureau issued the "Decision on Issuing a Warning Letter to Sun Congcheng". The announcement showed that Sun Congcheng, as the supervisor of Qingdao Rural Commercial Bank Co., Ltd. (hereinafter referred to as " Qing Rural Commercial Bank "), his daughter Sun Yijia bought 520,000 shares of Qing Rural Commercial Bank shares on April 14, 2022, and 2,000 shares of Qing Rural Commercial Bank on June 27, 2022; his father Sun Siping sold 160,000 shares of Qing Rural Commercial Bank on September 6, 2022. The above behavior violates Article 44 of the " Securities Law " and constitutes short-term trading.

In response to this, the Qingdao Securities Regulatory Bureau, in accordance with the provisions of Article 170, paragraph 2 of the Securities Law, took regulatory measures to issue a warning letter to Sun Congcheng, and recorded it in the Securities futures market integrity file, requiring him to report the relevant situation to the Qingdao Securities Regulatory Bureau before November 30.

According to Oriental Fortune Network data, closed on April 14, was 3.49 yuan per share, 3.22 yuan per share on June 27, and 3.09 yuan per share on September 6. (Reporter from Xinwang)

Source: [Qingdao Xinwang] Xinwang November 16th News On November 15th, the Qingdao Securities Regulatory Bureau issued the

(Source: Qingdao Securities Regulatory Bureau)

Qing Rural Commercial Bank's recent stock price (Source: Oriental Fortune Network)

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" Securities Law of the People's Republic of China "

Article 44 If listed companies and stocks traded in other national stock trading venues approved by the State Council hold more than 5% of the shareholders, directors, supervisors, and senior management of , sell the company's shares or other securities of equity held by them within six months of purchase, or buy them again within six months of sale, the income obtained from this belongs to the company, and the company's board of directors shall recover the income obtained. However, this does not apply to securities company holding more than 5% of the shares due to purchasing the remaining shares after the package sale, as well as other circumstances stipulated by the securities regulatory authority of the State Council.

The shares or other securities of equity held by directors, supervisors, senior management personnel, and natural person shareholders referred to in the preceding paragraph, including shares or other securities of equity held by their spouses, parents, children and held by others' accounts or other securities of equity held.

If the company's board of directors fails to implement the provisions of the first paragraph, shareholders have the right to require the board of directors to implement it within 30 days. If the company's board of directors fails to execute the above period of time, shareholders have the right to file a lawsuit directly in their own name in the people's court for the benefit of the company.

If the company's board of directors fails to perform in accordance with the provisions of the first paragraph, the responsible directors shall bear joint and several liability in accordance with the law.

This article comes from [Qingdao Xinwang] and only represents the author's views. National Party Media Information Public Platform provides information release and dissemination services.

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