points to follow the blue words, don’t get lost ~
After more than half a year, the regulatory investigation into the original actual controller of ST Oma has resulted in it.
Recently, the Guangdong Securities Regulatory Bureau announced the administrative penalty decision, showing that Zhao Guodong , as the original actual controller of Oma Electric Appliances , once organized funds to be converted into time deposit certificates, and issued bank acceptance bills for third parties to provide pledge guarantee , Related matters have not been disclosed. The Guangdong Securities Regulatory Bureau imposed a fine of 1 million yuan on Zhao Guodong.
At the end of 2021, ST Oma announced that due to suspected illegal and irregular information disclosure, the China Securities Regulatory Commission decided to file a case against Zhao Guodong, the former actual controller of the company and the company. However, on June 28, ST Oma received a notice of closing the case from the China Securities Regulatory Commission. Because the company's illegal behavior was minor and timely corrected, the China Securities Regulatory Commission decided not to impose administrative penalties on it.
provides pledge guarantees in violation of regulations
conceals information and does not disclose information
Specifically, Zhao Guodong's illegal facts this time:
After investigation, Zhao Moudong is the actual controller of Guangdong Aoma Electric Appliances Co., Ltd. from November 2015 to May 2021 , in August and October 2020, without informing Oma Electric Appliances and obtaining the consent of other directors, supervisors and senior management of Oma Electric Appliances, it organized its own funds to transfer to Oma Electric Appliances’ wholly-owned subsidiary Tibet NetJin Innovation Investment Co., Ltd. And the wholly-owned subsidiary Shanxi Huitong Hengfeng Technology Co., Ltd.
After that, Zhao Guodong privately used Tibet Net Gold and Shanxi Huitong official seal to convert the corresponding funds into unit time deposit certificates, and used Tibet Net Gold 145 million yuan on August 25, 2020, October 13 and 14, 2020, respectively. Shanxi Huitong's unit time deposit certificate of 900 million yuan provides pledge guarantee for third parties to issue bank acceptance bills.
According to the provisions on information disclosure in the " Securities Law ", if listed companies sign important contracts, provide major guarantees, or engage in related transactions, which may have an important impact on the company's assets, liabilities, equity and operating results, it may be a possible stock For "major events" that have a significant impact on prices, listed companies should immediately submit temporary announcements and make announcements.
Because Zhao Moudong concealed the relevant illegal guarantees, Oma Electric failed to disclose relevant matters in the temporary report and the 2020 annual report as required. Therefore, Zhao Guodong's move constitutes an illegal disclosure of information. In the end, the Guangdong Securities Regulatory Bureau imposed a fine of 1 million yuan on Zhao Guodong.
At the end of 2021, ST Oma announced that due to suspected illegal and irregular information disclosure, the China Securities Regulatory Commission decided to file a case against Zhao Guodong, the former actual controller of the company and the company. On June 28, ST Oma received a notice of closing the case from the China Securities Regulatory Commission. Because the company's illegal behavior was minor and timely corrected, the China Securities Regulatory Commission decided not to impose administrative penalties on it.
Shenzhen Stock Exchange publicly condemned
5 years not suitable for being a "director, supervisor, senior manager"
Before being fined 1 million by the Guangdong Securities Regulatory Bureau this time, Zhao Guodong was publicly condemned by the Shenzhen Stock Exchange and was publicly determined that he was not suitable for serving as a director of a listed company within five years. , supervisors and senior management personnel. In terms of the reasons for violations, it mainly involves three points: illegally providing guarantees to the outside world, non-operating capital occupation, and correction of accounting errors.
Specifically, from August to October 2020, ST Aoma's subsidiary Tibet NetJinjin and Shanxi Huitong provided guarantees to the public through time certificates of deposit pledge, with a total guarantee amount of 1.045 billion yuan. From September 2017 to April 2018, ST Aoma signed a number of "Difference Compensation Agreements" with its subsidiary Fuzhou Wallet Haoche E-Commerce Co., Ltd. and Shanxi Zhiyuan Ronghui Technology Co., Ltd. to bear the difference for signing relevant loan agreements with banks. Compensate responsibilities. Regarding the above matters, ST Oma has not fulfilled its review procedures and information disclosure obligations.
In addition, in December 2019, ST Oma sold 100% of the equity of its subsidiary Zhongrongjin (Beijing) Technology Co., Ltd. to Zhao Guodong and its controlled Quanyibao (Beijing) Technology Co., Ltd., forming accounts receivable of 941 million yuan. Zhao Guodong promised to repay the above-mentioned debts before the disclosure of the third quarter report of 2020. On October 20, 2020, ST Oma announced that the above accounts had been recovered, but were not actually recovered, which constituted non-operating funds.
After the above-mentioned illegal guarantees, capital occupation and other matters occur, ST Oma's 2020 annual report and 2021 first quarter report also need to correct accounting errors, and the adjustment ratio of multiple accounts exceeds 100%.
Based on this, the Shenzhen Stock Exchange issued a notice to ST Oma and publicly condemned the former actual controller, then chairman and general manager Zhao Guodong, Zhao Guodong's affiliated party Zhongrongjin (Beijing) Technology Co., Ltd., then general manager and financial director all of them all condemned them. punishment. At the same time, Zhao Guodong was also given a punishment that he was not suitable for serving as a director, supervisor, and senior management of a listed company within five years.
Also due to the above-mentioned illegal and irregular behaviors of ST Oma, Zhao Guodong and others, in December 2021, the Guangdong Securities Regulatory Bureau took administrative supervision measures to order ST Oma to correct the situation. Zhao Guodong and the timely general manager and financial director were issued a warning letter.
Cross-border Financial Technology Unfavorable
ST Oma returns to the home appliance market
Oma Electric Appliances was once the leader in the home appliance industry, especially white goods. Public information shows that Oma Electric Appliances' early main business was mainly the production and sales of refrigerators. The company was founded in 2002 and entered the capital market in 2012. Oma Electric Appliances has been the champion of China's refrigerator exports for 13 consecutive years and is known as the "refrigerator export king".
And Oma Electric Appliances’ “hat” is still in September 2021. At that time, Oma Electric Appliances announced that its subsidiary was suspected of violating external guarantees. The company's stock has been subject to other risk warnings since the opening of the market on September 7, and the stock abbreviation was changed to ST Oma.
Review of the transformation of Oma Electric Appliances' "financial technology" in 2015. At that time, the founding team of Oma Electric Appliances transferred 20.38% of Oma Electric Appliances' shares to Zhao Guodong for 1.213 billion yuan, and Zhao Guodong became the new actual controller of Oma Electric Appliances. In November of that year, Oma Electric Appliances acquired 51% of the equity of Zhongrong Finance for a cash consideration of 612 million yuan, and opened the dual main business of refrigerators and financial technology.
It is reported that Zhongrongjin is mainly engaged in bank Internet financial platform technology development services and joint operations, self-operated Internet P2P platforms, and mobile Internet financial marketing businesses. In 2017, Oma Electric Appliances once again acquired the remaining 49% of Zhongrongjin's equity for a price of 784 million yuan, and Zhongrongjin became a wholly-owned subsidiary of Oma Electric Appliances.
However, the explosion of P2P in 2018 affected Zhongrongjin, and the Oma Electric Appliances Financial Technology sector suffered serious losses, with a huge loss of 1.915 billion yuan that year. After making large amounts of bad debts, and goodwill impairment, Oma Electric sold 100% of Zhongrongjin's equity to Zhao Guodong and Quanyibao at a price of 2 yuan in 2019.
In April 2021, Oma Electric Appliances announced that TCL Home Appliances Group and its joint actor Zhongxin Rongze became the controlling shareholder of the company with a shareholding ratio of 24.19%, and the actual controller changed from Zhao Guodong to Li Dongsheng. According to the 2022 interim report, TCL Home Appliances Group currently holds 48.05% of the shares.
After divesting financial technology-related businesses, ST Oma's main business returned to "the research and development and manufacturing of household refrigerators and refrigerators." In terms of performance, ST Oma achieved operating income of 3.927 billion yuan in the first half of 2022, a year-on-year decrease of 18.3%; and achieved net profit attributable to shareholders of 156 million yuan, a year-on-year increase of 160.78%.
Source: China Fund News (ID: chinafundnews)
Editor: Ye Shuyun
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