2018-01-05 21:12
Today, the China Securities Regulatory Commission held a regular press conference.
China Securities Regulatory Commission spokesperson Chang Depeng informed the CSRC that the administrative penalties imposed on five cases in accordance with the law in recent days. Among them, in one insider trading case, executives of the holding company under Ningbo Fubon Jingye Group Co., Ltd. (hereinafter referred to as Ningbo Fubon) made a profit of 358,000 yuan during the sensitive period of insider information, and were fined 1.43 million yuan by the China Securities Regulatory Commission.
According to reports, Song Mouping is the actual controller of Ningbo Fubon and is an insider of the insider information of Ningbo Fubon's issuance of shares and payment of cash to purchase assets. Ying Yanhong is his niece and serves as deputy general manager of the holding company under Ningbo Fubon.
During the sensitive period of insider, Ying Yanhong had communication and Song Mouping, and Ying Yanhong used his own securities account to buy 173,600 shares of Ningbo Fubon shares, making a profit of 358,000 yuan.
"Ying Yanhong" securities account was opened on March 5, 2015 at Haitong Securities Ningbo Baizhang East Road Business Hall, with an account fund account of 131xxxx323, and a Shanghai shareholder account under is hung under , a Shanghai shareholder account A79xxxx193 and a Shenzhen shareholder account of 63xxxx11.
On March 29, 2016, Ying Yanhong transferred 3,000,000 yuan of funds to his securities account , and from March 29 to 30, used the "Ying Yanhong" securities account to buy a total of 173,600 shares of "Ningbo Fubon", with a purchase transaction amount of 390,7864 yuan. On March 14, 2017, "Ningbo Fubon" resumed trading. On the same day, Ying Yanhong sold all "Ningbo Fubon" and made a profit of 358,363.97 yuan.
CSRC said that Ying Yanhong's behavior of trading "Ningbo Fubon" before the disclosure of insider information is obviously abnormal:
1 is Ying Yanhong is Song Mouping, chairman of Ningbo Fubon Holding Group Co., Ltd. (hereinafter referred to as Ningbo Fubon), (a decision maker of this Ningbo Fubon acquisition, participated in the acquisition throughout the process, and was an insider of insider information). He served as deputy general manager of Ningbo Fubon's holding company. Before the disclosure of insider information, Ying Yanhong had three calls and contacted Song Mouping, including: once on March 23, 2016 and twice on March 26.
2 is On March 29, 2016, Ying Yanhong Sanfang deposited bank account transferred a large amount of funds of 3,000,000 yuan, and there was a situation where a single large amount of funds were transferred, and all of them were used to buy "Ningbo Fubon", with a strong willingness to buy.
Third, after the "Ying Yanhong" securities account was opened, Ying Yanhong had traded "Ningbo Fubon", but the amount of buying "Ningbo Fubon" before the insider information was disclosed was significantly larger than before, and most of the transactions he bought "Ningbo Fubon" were large-scale single entrustments of 10,000 shares or more. Unlike his previous trading entrustment habits of buying "Ningbo Fubon", it is also different from his trading entrustment habits of buying other stocks.
4: Ying Yanhong bought "Ningbo Fubon" before the disclosure of insider information, and the amount of trading behavior was obviously greater than before.
CSRC said that Ying Yanhong's above behavior violated Articles 73 and 76 of the " Securities Law ". According to Article 202 of the "Securities Law", the CSRC decided to confiscate Ying Yanhong's illegal income of 358,000 yuan and impose a fine of approximately 1.075 million yuan.
