In March 2020, the national procuratorate carried out the first batch of pilot reforms for compliance reforms in enterprises involved in the case in six provinces and cities, and the People's Procuratorate of Nanshan District, Shenzhen was one of them.

In March 2020, the national procuratorate carried out the first batch of pilot reforms for compliance reforms of enterprises involved in the case in 6 provinces and cities, and Shenzhen Nanshan District People's Procuratorate is one of them. Since being identified as the first batch of pilot units for enterprise compliance reform, the Nanshan District People's Procuratorate has strictly carried out relevant pilot work, fully utilized its procuratorial functions, listened to the actual needs of enterprises in its jurisdiction, insisted on promoting corporate law-abiding operations through compliance construction, and achieved great results in promoting corporate rule of law and promoting social modernization. According to reports from the New Media of the South Procuratorate, the Nanshan District Procuratorate summarized the following experiences and practices in the pilot work of compliance reform of enterprises involved in the case. First of all, establish rules and regulations to ensure the standardized and orderly process with systems. The Nanshan District Procuratorate has successively issued the application mechanism for the relative non-prosecution of in corporate crime, independent criminal regulatory persons, and clearly stipulates the scope of application, evaluation report, inspection period, review decision and other links and document samples of the enterprise compliance supervision and inspection procedures, providing institutional normative guidance for enterprise compliance reform and supervision.

Secondly, in response to different cases and corporate situations, the Nanshan District Procuratorate adopts the "one case, one discussion", that is, the method of adapting to the case: through early evaluation and analysis, choose the supervision model that is most suitable for the enterprise, so that it becomes a way that is more in line with the needs of corporate compliance construction, and can better cope with the complexity, variability and immediacy of corporate compliance reform, which will help improve the endogenous driving force for corporate compliance.

Finally, Nanshan District innovatively established a criminal compliance specialist to participate in the enterprise compliance supervision and inspection work throughout the process, and lead the development of compliance professionals through internal and external supervision. Assist the prosecutors in handling cases and conduct process control internally, strengthen supervision and constraints on third-party supervisors externally, establish third-party supervisory departments and supervisors, and third-party supervision will be used as the auxiliary of prosecutors to assist prosecutors in conducting compliance training and supervise and inspect the enterprises involved in the case, so as to improve the professionalism and pertinence of compliance supervision and inspection. combines the environment and characteristics of Nanshan location, the Nanshan District Procuratorate conducts compliance governance for market entities in key industries and fields, helping such enterprises solve the "bottleneck" problems and making compliance governance more efficient. As a gathering place for high-tech industries, Nanshan high-tech enterprises have huge demand for compliance, and the Nanshan District Procuratorate helps such enterprises actively carry out compliance construction to help them improve their core competitiveness. As a port city adjacent to Hong Kong and Macao, although Nanshan has maintained a strong foreign trade export momentum for a long time, some start-ups lack understanding of overseas regulations and face huge compliance risks. Based on this, the Nanshan Procuratorate handles cases of this type of enterprise to help enterprises more perfectly establish a compliance management system and achieve "steady" on the basis of "going out".

Nanshan District Procuratorate has provided valuable experience for the pilot reform of compliance of enterprises involved in the case, one of which is internal and external supervision. Corporate compliance cannot rely solely on external supervision, but also requires the company to consciously form a compliance culture and carry out compliance construction. In March 2021, the Ministry of Human Resources and Social Security, together with the State Administration for Market Regulation and the National Bureau of Statistics, jointly included enterprise compliance engineers in the "Occupational Classification Ceremony", and the new profession of "Enterprise Compliance Engineer" has become a talent specifically for providing compliance construction for enterprises. As corporate compliance becomes increasingly important today, corporate compliance engineers have become an indispensable talent for enterprises. Corporate compliance engineers can help enterprises carry out compliance construction, supervision, management and other work to ensure that the company's production and operation, internal management and other activities are legal and compliant; they can supervise and investigate whether internal personnel of the company have illegal and irregular behaviors such as corruption and tax evasion, and ensure the clean development of the company; they can carry out compliance training in enterprises and cultivate employees' compliance and legal awareness, etc., which are indispensable talents in the process of corporate compliance construction.

China Enterprise Evaluation Association released the T/CEEAS004-2021 "Enterprise Compliance Teachers Professional Skills Evaluation Standard" group standard in November 2021, and officially carried out the enterprise compliance teacher professional ability (level) examination based on this standard, using it as an objective unified standard for testing the corporate compliance capabilities of relevant personnel. Candidates who pass the examination can obtain the enterprise compliance teacher certificate.The second phase of the exam is scheduled to start on October 22 this year. Test sites are available in major cities across the country. Interested candidates can check for more information on the Enterprise Compliance Teacher Examination Network.